Golden Gate Ventures

Careers

Compliance Officer at Ayannah
Carlsbad, CA, US

Qualifications:

  • Experience as Compliance Officer or equivalent role within the remittance industry

  • Must possess excellent oral and written English and Filipino communications skills.

  • Good problem solving and decision-making skills.

  • Highly organized; able to keep schedules and commitments

  • Has a keen eye for detail

 

Key Job Duties and Responsibilities:

  • In accordance with the company’s policy, direct the BSP/AMLA programs and ensure compliance with BSP and AML laws, regulations and regulatory guidance under the direction of Management.

  • Perform transaction monitoring and investigates potential suspicious activity.

  • File and submit Suspicious Activity Reports within the stated reporting requirements.

  • Initiate applicable communication efforts with other financial institutions and law enforcement agencies, as required.

  • Oversee, develop and perform annual AMLA training for all staff; ensure timely training for new hires.

  • Participate and lead in briefings to management and staff about BSP/AMLA compliance issues, and respond to BSP/AMLA questions from branch and department personnel.

  • Develop, implement, update and maintain BSP operational policies and procedures.

  • Generate and perform reviews of Office of Foreign Asset Control (OFAC) reports within regulatory guidelines and guidance with reporting to regulatory agencies.

  • Act as the point of contact for regulators of BSP/AMLA matters

  • Conduct comprehensive Third-Party Due Diligence as a part of managing risk and ensuring compliance with regulations.

  • Ensure full compliance with the company’s policies and procedures.

  • Consult with the Corporate attorney as needed to resolve difficult legal compliance issues.

  • Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts.

  • Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program. Manage the day-to-day operation of the Program.

  • Prepare and submit truthful, accurate, complete and timely reports on assigned accounts whenever required (weekly, monthly, quarterly and annually) including analysis and recommendations.

  • Perform various admin-related work and submit corresponding documents to ensure compliance with office administration like HRD and Finance.

  • Performs other job-related duties that may be assigned by superior from time to time.


If you're interested to apply for this position, please send your resume with subject heading "Job Application - <Position>, <Last Name>, <First Name>". Kindly include an introduction/cover letter in your e-mail.